Compliance and Regulatory Risk Management: Navigating Legal and Regulatory Requirements

This training session aims to equip participants with the knowledge and skills necessary to identify, assess, and manage compliance and regulatory risks effectively. Participants will gain an understanding of the legal and regulatory framework, the importance of compliance, and the tools and techniques for managing risks.

Rp 99.99

Responsible	Administrator
Last Update	08/14/2024
Completion Time	5 hours 15 minutes
Members	1

Course
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Introduction to Compliance and Regulatory Risk

3Lessons · 45 min
- Definition and importance of compliance and regulatory risk
- Overview of the legal and regulatory landscape
- Examples of compliance failures and their consequences
Identifying and Assessing Regulatory Risks

3Lessons · 45 min
- Risk identification techniques
- Conducting risk assessments
- Prioritizing risks based on impact and likelihood
Developing a Compliance Risk Management Framework

3Lessons · 45 min
- Components of a risk management framework
- Setting up policies and procedures
- Roles and responsibilities in compliance risk management
Implementing Compliance and Risk Management Strategies

3Lessons · 45 min
- Creating a compliance culture
- Training and awareness programs
- Monitoring and reporting mechanisms
Tools and Techniques for Managing Compliance Risks

3Lessons · 45 min
- Risk management software
- Data analytics for compliance
- Automated control and monitoring systems
Audit and Review of Compliance Processes

3Lessons · 45 min
- Internal and external audits
- Regulatory inspections
- Continuous improvement and corrective actions
Case Studies and Best Practices

3Lessons · 45 min
- Real-life examples of successful compliance management
- Best practices from industry leaders
- Lessons learned from compliance breaches